Date authorised
1 April 2013
Companies House
00740118
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +442074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • John Plumpton

    IRN JXP01214

    • CF1 Director (1 Dec 2001 to 17 Dec 2001)
  • Jonathan Charles Polin

    IRN JCP01056

    • CF1 Director (1 Dec 2001 to 10 Dec 2002)
  • Jonathan Mark Child

    IRN JXC77635

    • [FCA CF] Significant management (9 Dec 2019 to 3 Mar 2023)
  • Jonathan Mondillo

    IRN JXM04192

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 20 Dec 2024)
  • Jonathan Paul Asquith

    IRN JPA00025

    • SMF7 Group Entity Senior Manager (since 30 Apr 2020)
  • Jonathan Redhead

    IRN JXR00872

    • [FCA CF] Significant management (23 Oct 2024 to 28 Apr 2025)
  • Jonathan Richard Loukes

    IRN JRL01129

    • CF1 Director (24 Jul 2015 to 21 Jul 2017)
  • Jonathan Watson Sim

    IRN JWS01147

    • [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
    • CF1 Director (10 Nov 2016 to 8 Dec 2019)
    • CF29 Significant management (12 Apr 2013 to 17 Jul 2013)
    • CF10a CASS Oversight function (12 Apr 2013 to 17 Jul 2013)
  • Joseph Scott Strachan

    IRN JSS01101

    • CF28 Systems and controls (1 Nov 2007 to 24 Jul 2015)
    • CF15 Internal Audit (18 Oct 2002 to 31 Oct 2007)
  • Joshua Eric Duitz

    IRN JXD00458

    • [FCA CF] Material risk taker (since 8 Mar 2024)
    • [FCA CF] Manager of certification employee (since 14 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.