Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Valu-Trac Investment Management Limited
FRN 145168
- SMF3 Executive Director (since 28 Jun 2024)
- SMF1 Chief Executive (since 28 Jun 2024)
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- [FCA CF] Significant management (27 Mar 2020 to 28 Feb 2023)
- [PRA CF] Significant risk taker or Material risk taker (27 Mar 2020 to 28 Mar 2020)
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- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
- CF1 Director (10 Nov 2016 to 8 Dec 2019)
- CF10a CASS Oversight function (12 Apr 2013 to 17 Jul 2013)
- CF29 Significant management (12 Apr 2013 to 17 Jul 2013)
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- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
- CF29 Significant management (10 Feb 2012 to 17 Jul 2013)
- CF10a CASS Oversight function (10 Feb 2012 to 17 Jul 2013)
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- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
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- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
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- [FCA CF] Significant management (9 Dec 2019 to 1 Jul 2022)
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- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
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- [FCA CF] Significant management (9 Dec 2019 to 28 Feb 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.