Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 Oct 2023)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (3 May 2024 to 31 Aug 2024)
    • SMF9 Chair of the Governing Body (17 Nov 2020 to 13 Jul 2022)
    • CF1 Director (AR) (14 Jan 2019 to 31 Dec 2021)
    • CF1 Director (11 Dec 2015 to 8 Dec 2019)
    • CF3 Chief Executive (11 Dec 2015 to 7 Dec 2016)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (3 May 2024 to 31 Aug 2024)
    • SMF9 Chair of the Governing Body (17 Nov 2020 to 13 Jul 2022)
    • CF1 Director (AR) (27 Jul 2020 to 23 Mar 2023)
    • CF1 Director (27 Apr 2016 to 8 Dec 2019)
  • Avidus Scott Lang & Co. Limited (no longer approved here)

    FRN 777135

    • Employed By (10 Dec 2020 to 23 Mar 2023)
  • Sanlam Investments UK Limited (no longer approved here)

    FRN 459237

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 6 May 2022)
    • CF1 Director (AR) (14 Jan 2019 to 31 Dec 2021)
    • CF2 Non Executive Director (16 May 2016 to 8 Dec 2019)
  • CASFS Ltd (no longer approved here)

    FRN 472783

    • SMF3 Executive Director (9 Dec 2019 to 28 Apr 2022)
    • CF1 Director (AR) (14 Jan 2019 to 31 Dec 2021)
    • CF1 Director (25 Apr 2016 to 8 Dec 2019)
  • Sanlam UK Limited (no longer approved here)

    FRN 565824

    • Employed By (14 Jan 2019 to 23 Mar 2023)
  • NUCLEUS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 456117

    • CF2 Non Executive Director (4 May 2016 to 8 Dec 2019)
  • Argonaut Capital Partners LLP (no longer approved here)

    FRN 433809

    • CF2 Non Executive Director (18 Feb 2016 to 28 Dec 2017)
    • CF4 Partner (30 Sep 2005 to 17 Jun 2011)
    • CF1 Director (23 Apr 2014 to 8 May 2015)
  • abrdn Fund Managers Limited (no longer approved here)

    FRN 121803

    • CF1 Director (1 Dec 2001 to 10 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

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