Date authorised
1 April 2013
Companies House
00740118
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    280 Bishopsgate
    London
    EC2M 4AG
    UNITED KINGDOM
    Phone
    +442074636000
  • Complaints Contact

    1 George Street
    Edinburgh
    Midlothian
    EH2 2LL
    UNITED KINGDOM
    Phone
    +441313729444

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Retail Investment Funds

  • Specialist Investment Funds

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Baird Aird

    IRN JBA01016

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
  • James David Marsden

    IRN JXM01002

    • SMF16 Compliance Oversight (since 26 May 2022)
  • James Dugdale Thom

    IRN JDT01093

    • [FCA CF] Material risk taker (since 4 Feb 2025)
  • James Neilson Pettigrew

    IRN JNP01022

    • CF2 Non Executive Director (22 Apr 2010 to 22 Apr 2016)
  • James O'Connor

    IRN JXO00337

    • [FCA CF] Manager of certification employee (since 22 Apr 2025)
  • Jamie Graham Matheson

    IRN JGM01057

    • SMF9 Chair of the Governing Body (9 Dec 2019 to 27 Nov 2024)
    • CF2 Non Executive Director (5 Nov 2018 to 8 Dec 2019)
  • Jamie Kirkpatrick

    IRN JXK77386

    • [FCA CF] Significant management (9 Dec 2019 to 5 Mar 2021)
  • Jason Baggaley

    IRN JXB00459

    • [FCA CF] Material risk taker (since 1 Jan 2023)
  • Jason Michael Windsor

    IRN JMW01117

    • SMF7 Group Entity Senior Manager (since 10 Jan 2024)
    • [FCA CF] Material risk taker (23 Oct 2023 to 10 Jan 2024)
    • [FCA CF] Manager of certification employee (23 Oct 2023 to 10 Jan 2024)
    • [FCA CF] Significant management (23 Oct 2023 to 10 Jan 2024)
  • Jason Paul Holt

    IRN JPH01199

    • SMF17 Money Laundering Reporting Officer (MLRO) (28 Oct 2022 to 19 Nov 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.