ABERDEEN PORTFOLIO SOLUTIONS LIMITED

• Principal Place of Business

  280 Bishopsgate

  London

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +442074636000

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ross Nicholas Cooper

  IRN RNC01043

  • [FCA CF] Manager of certification employee (4 Oct 2021 to 1 Jan 2022)
• Runa Begum

  IRN RXB15324

  • SMF17 Money Laundering Reporting Officer (MLRO) (19 Oct 2021 to 29 Jun 2022)
• Rushad Abadan

  IRN RXA77290

  • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • [FCA CF] Significant management (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
• Russell Craig Bignall

  IRN RCB00035

  • Responsible for Insurance Distribution (4 Aug 2023 to 28 Aug 2024)
  • SMF3 Executive Director (4 Aug 2023 to 28 Aug 2024)
  • SMF1 Chief Executive (4 Aug 2023 to 28 Aug 2024)
  • [FCA CF] Manager of certification employee (4 Apr 2023 to 4 Aug 2023)
• Sally-Ann Follows

  IRN SXF00227

  • [FCA CF] Significant management (7 May 2021 to 1 Jan 2022)
• Samuel Frederick Buckingham

  IRN SXB11175

  • [FCA CF] Significant management (25 Sep 2024 to 30 Oct 2024)
  • [FCA CF] Client dealing (25 Sep 2024 to 24 Feb 2025)
• Sarah Deaves

  IRN SJD01183

  • [FCA CF] Manager of certification employee (17 Feb 2023 to 19 Jan 2024)
  • [FCA CF] Significant management (17 Feb 2023 to 19 Jan 2024)
  • [FCA CF] Material risk taker (1 Jan 2023 to 19 Jan 2024)
• Sarah Moody

  IRN SXH01934

  • [FCA CF] Material risk taker (8 Mar 2023 to 18 Nov 2024)
  • [FCA CF] Significant management (8 Mar 2023 to 18 Nov 2024)
• Sarah Queen

  IRN SXQ00002

  • [FCA CF] Material risk taker (9 Dec 2019 to 15 Mar 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 15 Mar 2022)
• Scott James Pryde

  IRN SXP00802

  • [FCA CF] Significant management (6 Jul 2023 to 25 Jul 2024)

No changes recorded yet.