ABERDEEN PORTFOLIO SOLUTIONS LIMITED

• Principal Place of Business

  280 Bishopsgate

  London

  EC2M 4AG

  UNITED KINGDOM

  Phone

  +442074636000

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sean Regan

  IRN SMR01171

  • [FCA CF] Functions requiring qualifications (5 May 2021 to 1 Jan 2022)
  • [FCA CF] Client dealing (5 May 2021 to 1 Jan 2022)
• Shona Frances Nicholson Lowe

  IRN SFL01010

  • [FCA CF] Significant management (9 Dec 2019 to 1 Jan 2022)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 1 Jan 2022)
• Simon Butlin

  IRN SXB77387

  • [FCA CF] Significant management (30 Mar 2020 to 30 Jun 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
• Simon McIntyre

  IRN SXM04033

  • [FCA CF] Material risk taker (22 Oct 2024 to 24 Mar 2025)
  • [FCA CF] Significant management (22 Oct 2024 to 24 Mar 2025)
• Siobhan Geraldine Boylan

  IRN SXB02145

  • [FCA CF] Manager of certification employee (since 1 Jan 2026)
  • [FCA CF] Significant management (since 21 Jul 2025)
  • [FCA CF] Material risk taker (since 21 Jul 2025)
• Stephanie Jane Bruce

  IRN SJB01716

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 May 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 10 May 2023)
  • [FCA CF] Significant management (9 Dec 2019 to 10 May 2023)
• Stephen Bird

  IRN SXB87538

  • [FCA CF] Material risk taker (27 Mar 2024 to 24 May 2024)
• Stephen Whitehead

  IRN SXW77558

  • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 21 Dec 2020)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2023)
• Steven Gordon

  IRN SXG84031

  • [FCA CF] Material risk taker (9 Dec 2019 to 9 Sep 2021)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Jan 2026)
• Steven Whalley

  IRN SXW19157

  • [FCA CF] Manager of certification employee (30 Mar 2020 to 31 Dec 2020)
  • [FCA CF] Material risk taker (30 Mar 2020 to 31 Dec 2020)
  • [FCA CF] Significant management (30 Mar 2020 to 31 Dec 2020)

No changes recorded yet.