Sarah Deaves

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HOTTINGER & CO. LIMITED (no longer approved here)

    FRN 208737

    • Director of firm who is not a certification employee or a SMF manager (2 Sep 2024 to 18 Aug 2025)
  • ASCOT LLOYD FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 144519

    • Responsible for Insurance Distribution (9 May 2023 to 23 Feb 2024)
    • SMF3 Executive Director (3 Oct 2022 to 23 Feb 2024)
  • ABERDEEN PORTFOLIO SOLUTIONS LIMITED (no longer approved here)

    FRN 623682

    • [FCA CF] Manager of certification employee (17 Feb 2023 to 19 Jan 2024)
    • [FCA CF] Significant management (17 Feb 2023 to 19 Jan 2024)
    • [FCA CF] Material risk taker (1 Jan 2023 to 19 Jan 2024)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • [FCA CF] Material risk taker (1 Jan 2023 to 1 Sep 2023)
  • Scottish Widows Schroder Personal Wealth Limited (no longer approved here)

    FRN 830170

    • [FCA CF] Significant management (15 Feb 2021 to 2 Jul 2021)
    • [FCA CF] Manager of certification employee (15 Feb 2021 to 2 Jul 2021)
    • [FCA CF] Material risk taker (15 Feb 2021 to 2 Jul 2021)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF1 Director (18 Mar 2011 to 1 May 2012)
    • CF2 Non Executive Director (3 Aug 2009 to 1 Jan 2011)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (3 Aug 2009 to 1 May 2012)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • CF8 Apportionment and Oversight (19 Dec 2005 to 31 Oct 2007)
    • CF3 Chief Executive (19 Dec 2005 to 1 Jul 2009)
    • CF1 Director (13 Nov 2002 to 1 Jul 2009)
    • CF17 Significant Mgt (Other Business Operations) (1 May 2002 to 17 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.