ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stuart Charles Greenhill

  IRN SCG00006

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Stuart Lapsley MacLennan

  IRN SXM00852

  • [FCA CF] Manager of certification employee (since 1 Jan 2026)
  • [FCA CF] Significant management (since 1 Dec 2025)
  • SMF3 Executive Director (29 Mar 2023 to 29 Jan 2025)
  • [FCA CF] Significant management (18 Nov 2021 to 29 Mar 2023)
  • [FCA CF] Material risk taker (18 Nov 2021 to 29 Mar 2023)
• Stuart McLaren

  IRN SXM00296

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Stuart Russell Wemyss

  IRN SRW01115

  • SMF18 Other Overall Responsibility (19 Jan 2021 to 5 Feb 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 19 Jan 2021)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Jan 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 19 Jan 2021)
• Stuart William Whitehead

  IRN SWW00007

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Susan Patricia McWilliam

  IRN SPS01102

  • CF22 Investment Adviser (Trainee) (7 Feb 2005 to 21 Apr 2005)
• Tamiko Adriana Maria Springer

  IRN TAS00011

  • CF22 Investment Adviser (Trainee) (7 Feb 2005 to 20 May 2005)
• Tamsin Jane Balfour

  IRN TJB01139

  • [FCA CF] Significant management (9 Dec 2019 to 6 Mar 2023)
  • [FCA CF] Material risk taker (9 Dec 2019 to 31 Dec 2022)
• Tanya Catherine Castell

  IRN TCC01046

  • CF2 Non Executive Director (19 Mar 2019 to 8 Dec 2019)
• Tara Natalie Hannaway

  IRN TNH00005

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

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No changes recorded yet.