ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

  Show 3 limitations Hide limitations

  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

  Show 1 limitation Hide limitations

  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Terry Yuk Leung Tsang

  IRN TXT00048

  • [FCA CF] Significant management (9 Sep 2022 to 1 Jan 2024)
• Thomas James Lloyd

  IRN TJL01123

  • SMF5 Head of Internal Audit (9 Dec 2019 to 30 Sep 2021)
  • CF28 Systems and controls (15 May 2019 to 8 Dec 2019)
• Thomas Taylor

  IRN TXT00007

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Tim Walkden

  IRN TDW00007

  • CF21 Investment Adviser (7 Feb 2005 to 1 Jan 2006)
• Timothy Henry Jones

  IRN THJ00007

  • CF21 Investment Adviser (1 Dec 2001 to 16 Dec 2002)
• Toby Coombes

  IRN TMC01043

  • CF22 Investment Adviser (Trainee) (28 Sep 2005 to 1 Jan 2006)
• Tom Davis

  IRN TXD00303

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 3 Dec 2024)
  • [FCA CF] Significant management (28 Oct 2024 to 3 Dec 2024)
• Tom McCormick

  IRN TXM00086

  • [FCA CF] Significant management (9 Dec 2019 to 9 Jul 2021)
• Tommy James Daughtery

  IRN TXD00315

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 18 Feb 2025)
• Toni-Marie Germain

  IRN TXG00055

  • CF21 Investment Adviser (29 Jan 2002 to 2 Aug 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 Jan 2002)

• Post Office Limited (no longer appointed)

  FRN 409080 · Appointed 1 Feb 2001 · Until 27 Oct 2010

• David Lloyd Leisure Ltd (no longer appointed)

  FRN 201805 · Appointed 14 Aug 2000 · Until 16 Dec 2004

• Standard Life Bank Plc (no longer appointed)

  FRN 187878 · Appointed 22 Apr 1997 · Until 1 Dec 2001

• Johnson & Company (no longer appointed)

  FRN 201110 · Appointed 19 Sep 1995 · Until 10 Jul 2003

• UNUM LIMITED (no longer appointed)

  FRN 110408 · Appointed 19 Jul 1994 · Until 30 Nov 2001

• Ritchie A Cooper (no longer appointed)

  FRN 178008 · Appointed 1 Sep 1991 · Until 10 Jul 2003

• Heriot Enterprises Limited (no longer appointed)

  FRN 201247 · Appointed 7 Nov 1983 · Until 2 Jun 2004

No changes recorded yet.