ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Tracey Elizabeth Hahn

  IRN TEH01029

  • SMF7 Group Entity Senior Manager (since 21 Feb 2022)
• Tracey Michele Fordham

  IRN TMF01027

  • CF22 Investment Adviser (Trainee) (14 Nov 2002 to 14 Nov 2002)
• Tracey Newbigging

  IRN TXN00155

  • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
  • [FCA CF] Functions requiring qualifications (since 6 Mar 2026)
• Trevor David Gillard

  IRN TDG00001

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Trevor David Keay

  IRN TDK01022

  • CF28 Systems and controls (19 Oct 2018 to 11 Jun 2019)
• Trevor John Matthews

  IRN TJM01140

  • CF3 Chief Executive (24 Nov 2005 to 29 Jan 2008)
  • CF8 Apportionment and Oversight (24 Nov 2005 to 31 Oct 2007)
  • CF1 Director (24 Nov 2005 to 29 Jan 2008)
• Valerie Hobson

  IRN VXH00004

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Valerie Jean Padbury

  IRN VJP00003

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Verona Leigh Kenny

  IRN VLS01022

  • Responsible for Insurance Distribution (since 4 Jul 2025)
  • SMF18 Other Overall Responsibility (since 9 Jun 2025)
  • [FCA CF] Material risk taker (1 Oct 2024 to 8 Jun 2025)
  • [FCA CF] Manager of certification employee (1 Oct 2024 to 8 Jun 2025)
  • [FCA CF] Significant management (1 Oct 2024 to 8 Jun 2025)
• Victoria Alexandra Louise Meredith

  IRN VAB00003

  • CF21 Investment Adviser (9 May 2002 to 31 Jul 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 9 May 2002)

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No changes recorded yet.