Toby Coombes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF30 Customer (5 Apr 2017 to 31 Mar 2018)
ABERDEEN PLATFORM LIMITED (no longer approved here)
FRN 188796
- CF22 Investment Adviser (Trainee) (28 Sep 2005 to 1 Jan 2006)
Legal and General Assurance Society Limited (no longer approved here)
FRN 117659
- CF22 Investment Adviser (Trainee) (21 Jun 2004 to 22 Aug 2005)
Legal & General (Unit Trust Managers) Limited (no longer approved here)
FRN 119273
- CF22 Investment Adviser (Trainee) (21 Jun 2004 to 22 Aug 2005)
Liverpool Victoria Financial Services Limited (no longer approved here)
FRN 110035
- CF21 Investment Adviser (28 Feb 2003 to 13 Jul 2004)
- CF22 Investment Adviser (Trainee) (10 Jan 2002 to 28 Feb 2003)
Liverpool Victoria Life Company Limited (no longer approved here)
FRN 110423
- CF21 Investment Adviser (28 Feb 2003 to 13 Jul 2004)
- CF22 Investment Adviser (Trainee) (10 Jan 2002 to 28 Feb 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.