Stuart William Whitehead

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Towers Whitehead Wealth Management Limited

    FRN 947091

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 27 Jan 2024)
    • SMF3 Executive Director (since 8 Jun 2022)
    • [FCA CF] Client dealing (since 22 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 22 Jul 2021)
  • Marshall Wealth Limited (no longer approved here)

    FRN 1006132

    • (1)Employed By (27 Jan 2024 to 30 Apr 2026)
  • PNM FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 714223

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2021)
    • CF30 Customer (5 Apr 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (19 Oct 2016 to 4 Nov 2016)
    • CF1 Director (AR) (19 Oct 2016 to 4 Nov 2016)
  • Whitehall Wealth Management Ltd (no longer approved here)

    FRN 761085

    • Employed By (19 Oct 2016 to 4 Nov 2016)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (4 Jul 2014 to 8 Jul 2016)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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