Towers Whitehead Wealth Management Limited

• Principal Place of Business

  Suite 1, Barrowford Business Centre, Riverside Way

  Vantage Court

  Barrowford

  Nelson

  Lancashire

  BB9 6BP

  UNITED KINGDOM

  Phone

  +4401282525548

• Complaints Contact

  Suite 1, Barrowford Business Centre, Riverside Way

  Vantage Court

  Barrowford

  Nelson

  Lancashire

  BB9 6BP

  UNITED KINGDOM

  Phone

  +4401282525548

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Alistair John Towers

  IRN AJT01279

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF1 Director (AR) (since 27 Jan 2024)
  • [FCA CF] Client dealing (since 22 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 22 Jul 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Jul 2021)
  • Responsible for Insurance Distribution (since 21 Jul 2021)
  • SMF16 Compliance Oversight (since 21 Jul 2021)
  • SMF3 Executive Director (since 21 Jul 2021)
• Grace Marshall

  IRN GXM00495

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Appointed representative dealing with clients for which they require qualification (since 28 Jan 2024)
  • [FCA CF] Client dealing (since 28 Jan 2024)
  • CF1 Director (AR) (since 27 Jan 2024)
  • CF30 Customer (since 27 Jan 2024)
• Stuart William Whitehead

  IRN SWW00007

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • CF1 Director (AR) (since 27 Jan 2024)
  • SMF3 Executive Director (since 8 Jun 2022)
  • [FCA CF] Client dealing (since 22 Jul 2021)
  • [FCA CF] Functions requiring qualifications (since 22 Jul 2021)

• Marshall Wealth Limited

  FRN 1006132 · Appointed 27 Jan 2024

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