Alistair John Towers

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Towers Whitehead Wealth Management Limited

    FRN 947091

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • CF1 Director (AR) (since 27 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 22 Jul 2021)
    • [FCA CF] Client dealing (since 22 Jul 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 21 Jul 2021)
    • SMF3 Executive Director (since 21 Jul 2021)
    • Responsible for Insurance Distribution (since 21 Jul 2021)
    • SMF16 Compliance Oversight (since 21 Jul 2021)
  • Marshall Wealth Limited (no longer approved here)

    FRN 1006132

    • (2)Employed By (27 Jan 2024 to 30 Apr 2026)
  • PNM FINANCIAL MANAGEMENT LIMITED (no longer approved here)

    FRN 714223

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Jun 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jun 2021)
  • LEBC Group Limited (no longer approved here)

    FRN 760755

    • CF30 Customer (1 Aug 2017 to 8 Dec 2019)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (8 Aug 2016 to 31 Jul 2017)
  • LEBC Group Ltd (no longer approved here)

    FRN 191818

    • Employed By (8 Aug 2016 to 31 Jul 2017)
  • Fairstone Financial Management Limited (no longer approved here)

    FRN 475973

    • CF30 Customer (17 Nov 2015 to 17 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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