Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 19 Mar 2024)
- CF30 Customer (since 10 Feb 2024)
-
Stuart McLaren
FRN 1009552
- (1)Employed By (since 10 Feb 2024)
-
- [FCA CF] Functions requiring qualifications (1 Oct 2016 to 29 Feb 2024)
-
- CF30 Customer (1 Nov 2007 to 27 Oct 2016)
- CF21 Investment Adviser (19 May 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (15 Jun 2004 to 19 May 2005)
-
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function removed: Employed By at Stuart McLaren
-
controlled function added: (1)Employed By at Stuart McLaren