ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Michael Wilby

  IRN MXW00023

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Michele Ann Henry-Woods

  IRN MXH01023

  • [FCA CF] Significant management (15 Jun 2023 to 30 Jan 2026)
• Michele Karen Perks

  IRN MKP00012

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Michele Maria Hanford

  IRN MMH00004

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Michelle Harding

  IRN MXM01623

  • CF22 Investment Adviser (Trainee) (23 Aug 2002 to 23 Aug 2002)
• Michelle Nyree Wood

  IRN MNJ00001

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Mike Everett

  IRN MXE01130

  • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Mar 2008)
• Mohammed Shaid Moughal

  IRN MSM01096

  • SMF18 Other Overall Responsibility (since 19 Jun 2024)
  • [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2022)
  • [FCA CF] Significant management (9 Dec 2019 to 19 Jun 2024)
  • [FCA CF] CASS oversight function (9 Dec 2019 to 19 Jun 2024)
  • CF10a CASS Oversight function (30 Aug 2017 to 8 Dec 2019)
• Nasima Begum

  IRN NXB00262

  • [FCA CF] Significant management (5 Jul 2021 to 26 Aug 2022)
• Nathan Richard Parnaby

  IRN NRP01011

  • CF1 Director (24 Nov 2005 to 9 Aug 2010)
  • CF16 Significant Mgt (Desgntd Investment Business) (24 Aug 2004 to 1 Nov 2006)

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No changes recorded yet.