Mohammed Shaid Moughal

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elevate Portfolio Services Limited

    FRN 144849

    • SMF18 Other Overall Responsibility (since 19 Jun 2024)
    • [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2022)
    • [FCA CF] Significant management (9 Dec 2019 to 19 Jun 2024)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 19 Jun 2024)
    • CF10a CASS Oversight function (4 Sep 2018 to 8 Dec 2019)
  • ABERDEEN PLATFORM LIMITED

    FRN 188796

    • SMF18 Other Overall Responsibility (since 19 Jun 2024)
    • [FCA CF] Material risk taker (21 Jan 2022 to 31 Dec 2022)
    • [FCA CF] CASS oversight function (9 Dec 2019 to 19 Jun 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 19 Jun 2024)
    • CF10a CASS Oversight function (30 Aug 2017 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (6 Feb 2008 to 20 May 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.