ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nazir Ahmed Ismail

  IRN NXI00003

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Neil Adrian Loveitt

  IRN NAL00012

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Neil Graham Jacobs

  IRN NGJ00001

  • CF22 Investment Adviser (Trainee) (7 Sep 2005 to 1 Jan 2006)
• Neil Lindsay Nicholson Machray

  IRN NLM01023

  • SMF3 Executive Director (7 Feb 2020 to 2 Feb 2022)
  • SMF2 Chief Finance (7 Feb 2020 to 22 Nov 2021)
  • CF28 Systems and controls (20 May 2016 to 29 Nov 2018)
• Neil Wright Morrow

  IRN NWM00001

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• Nichola Louise Wrintmore

  IRN NLW00007

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 18 Feb 2003)
• Nicholas Ashley Barker

  IRN NAB00031

  • CF21 Investment Adviser (25 Feb 2003 to 25 Feb 2003)
  • CF22 Investment Adviser (Trainee) (24 May 2002 to 25 Feb 2003)
• Nicholas Blake

  IRN NXB01445

  • CF29 Significant management (1 Jul 2008 to 1 May 2009)
• Nicholas Patrick McMenemy

  IRN NPM01037

  • CF21 Investment Adviser (16 Jun 2005 to 2 Sep 2005)
  • CF22 Investment Adviser (Trainee) (7 Feb 2005 to 16 Jun 2005)
• Nicola Coull

  IRN NXC00062

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

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No changes recorded yet.