Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (7 Oct 2010 to 15 Feb 2013)
- CF10 Compliance Oversight (17 Nov 2006 to 15 Feb 2013)
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- CF11 Money Laundering Reporting (7 Oct 2010 to 15 Feb 2013)
- CF10 Compliance Oversight (17 Nov 2006 to 15 Feb 2013)
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- CF10 Compliance Oversight (1 Oct 2007 to 15 Feb 2013)
- CF11 Money Laundering Reporting (1 Oct 2007 to 1 Mar 2008)
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- CF11 Money Laundering Reporting (19 Sep 2007 to 1 Mar 2008)
- CF10 Compliance Oversight (19 Sep 2007 to 26 Aug 2010)
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- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Mar 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.