Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • abrdn Alternative Funds Limited (no longer approved here)

    FRN 143445

    • CF11 Money Laundering Reporting (7 Oct 2010 to 15 Feb 2013)
    • CF10 Compliance Oversight (17 Nov 2006 to 15 Feb 2013)
  • abrdn Investment Management Limited (no longer approved here)

    FRN 188406

    • CF11 Money Laundering Reporting (7 Oct 2010 to 15 Feb 2013)
    • CF10 Compliance Oversight (17 Nov 2006 to 15 Feb 2013)
  • Patria Capital Partners LLP (no longer approved here)

    FRN 469934

    • CF10 Compliance Oversight (1 Oct 2007 to 15 Feb 2013)
    • CF11 Money Laundering Reporting (1 Oct 2007 to 1 Mar 2008)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • CF11 Money Laundering Reporting (19 Sep 2007 to 1 Mar 2008)
    • CF10 Compliance Oversight (19 Sep 2007 to 26 Aug 2010)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF11 Money Laundering Reporting (1 Dec 2001 to 1 Mar 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.