ABERDEEN PLATFORM LIMITED

• Principal Place of Business

  1 Broadway Park

  South Gyle Broadway

  Edinburgh

  Midlothian

  EH12 9JQ

  UNITED KINGDOM

  Phone

  +441313727298

  Web

  https://www.aberdeenadviser.com

• Complaints Contact

  Client Servicing

  Sunderland

  SR43 4EE

  UNITED KINGDOM

  Phone

  +443452791001

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

• Trades With You Directly

  For Retail (Investment), Personal pension scheme

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  • · The firm is limited to dealing as a principal in investments, arranging (bringing about deals) in investments and making arrangements in investments in the rights under the scheme(s) it operates.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · In respect of the firm's Personal pension scheme business, the firm is limited to carrying on this activity in the rights under the personal pension scheme(s) that it operates.

• Runs Personal Pensions

  For Personal pension scheme

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  • · The firm must not accept Self Invested Personal Pension (SIPP) transactions other than standard assets as set out in the List of Standard Assets in IPRU-INV 5.9.1. Direct property investment and term deposit accounts where these are only classified as non-standard assets by virtue of Note 1 to IPRU-INV 5.9.1 regarding liquidity within 30 days are however permitted SIPP transactions that the firm can accept.

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• John Easton Gill

  IRN JEG01039

  • CF10 Compliance Oversight (30 Jun 2010 to 22 Sep 2017)
  • CF11 Money Laundering Reporting (30 Jun 2010 to 2 Oct 2017)
  • CF28 Systems and controls (30 Jun 2010 to 2 Oct 2017)
  • CF1 Director (30 Jun 2010 to 2 Oct 2017)
  • CF13 Finance (24 Jun 2004 to 15 Aug 2006)
• John Francis Hylands

  IRN JFH01018

  • CF2 Non Executive Director (3 Dec 2003 to 1 Dec 2005)
  • CF1 Director (16 Dec 2001 to 31 Dec 2001)
  • CF3 Chief Executive (1 Dec 2001 to 29 Nov 2002)
• John Johnstone

  IRN JXJ01108

  • CF11 Money Laundering Reporting (29 Sep 2003 to 20 Feb 2005)
• John Mark Harrison

  IRN JMH00088

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• John Nicholls

  IRN JXN00003

  • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2003)
• John Page

  IRN JXP77383

  • [FCA CF] Significant management (30 Mar 2020 to 1 Jan 2021)
  • [FCA CF] Material risk taker (30 Mar 2020 to 1 Jan 2021)
• John Paul Cobb

  IRN JPC00032

  • CF22 Investment Adviser (Trainee) (9 Sep 2002 to 9 Sep 2002)
• John Peter Denman

  IRN JPD00003

  • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
• John Reid

  IRN JXR01344

  • CF22 Investment Adviser (Trainee) (15 Feb 2002 to 31 Jul 2002)
• John Richard Sell

  IRN JRS00041

  • CF22 Investment Adviser (Trainee) (7 Feb 2005 to 1 Jan 2006)

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No changes recorded yet.