Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF11 Chair of the Audit Committee (since 13 Jan 2026)
    • SMF10 Chair of the Risk Committee (since 13 Jan 2026)
    • Director of firm who is not a certification employee or a SMF manager (12 Jun 2025 to 13 Jan 2026)
  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Aug 2023)
    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Aug 2023)
    • CF2 Non Executive Director (10 Jul 2018 to 8 Dec 2019)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • SMF11 Chair of the Audit Committee (1 Feb 2019 to 31 Dec 2019)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 31 Dec 2019)
    • SIMF10 Chair of the Risk Committee (10 Jul 2018 to 9 Dec 2018)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • SMF11 Chair of the Audit Committee (1 Feb 2019 to 31 Aug 2023)
    • SMF10 Chair of the Risk Committee (10 Dec 2018 to 31 Aug 2023)
    • SIMF10 Chair of the Risk Committee (10 Jul 2018 to 9 Dec 2018)
  • Chetwood Financial Limited (no longer approved here)

    FRN 740551

    • SMF10 Chair of the Risk Committee (4 Jul 2018 to 4 Apr 2021)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF28 Systems and controls (8 Nov 2016 to 2 Oct 2017)
    • CF11 Money Laundering Reporting (8 Nov 2016 to 2 Oct 2017)
    • CF1 Director (8 Nov 2016 to 2 Oct 2017)
    • CF10 Compliance Oversight (8 Nov 2016 to 22 Sep 2017)
  • Standard Life Assurance Limited (no longer approved here)

    FRN 439567

    • SIMF4 Chief Risk Function (7 Mar 2016 to 2 Oct 2017)
    • CF10 Compliance Oversight (30 Jun 2010 to 22 Sep 2017)
    • CF11 Money Laundering Reporting (30 Jun 2010 to 2 Oct 2017)
    • CF28 Systems and controls (30 Jun 2010 to 6 Mar 2016)
    • Responsible for Insurance Mediation (21 Feb 2008 to 9 Aug 2010)
    • CF29 Significant management (1 Nov 2007 to 21 May 2010)
    • CF20 Significant Mgt (Settlements) (15 Aug 2006 to 31 Oct 2007)
    • CF1 Director (17 Feb 2006 to 6 Mar 2016)
  • LGT Wealth Management Limited (no longer approved here)

    FRN 466684

    • CF10 Compliance Oversight (4 Jul 2011 to 1 Jan 2014)
    • CF11 Money Laundering Reporting (6 May 2011 to 1 Jan 2014)
    • CF28 Systems and controls (6 May 2011 to 1 Jan 2014)
  • Standard Life Lifetime Mortgages Limited (no longer approved here)

    FRN 310206

    • CF1 Director (10 May 2011 to 2 Oct 2017)
    • CF10 Compliance Oversight (30 Jun 2010 to 22 Sep 2017)
    • CF11 Money Laundering Reporting (30 Jun 2010 to 2 Oct 2017)
    • CF28 Systems and controls (30 Jun 2010 to 2 Oct 2017)
    • CF8 Apportionment and Oversight (27 Feb 2009 to 31 Mar 2009)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF11 Money Laundering Reporting (30 Jun 2010 to 2 Oct 2017)
    • CF28 Systems and controls (30 Jun 2010 to 2 Oct 2017)
    • CF1 Director (30 Jun 2010 to 2 Oct 2017)
    • CF10 Compliance Oversight (30 Jun 2010 to 22 Sep 2017)
    • CF13 Finance (24 Jun 2004 to 15 Aug 2006)

Recent activity

Updates to this individual's record on the FCA register.

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