AAB Wealth Limited

• Principal Place of Business

  Kingshill View

  Kingswells Causeway

  Prime Four Business Park

  Kingswells

  Aberdeen

  Aberdeenshire

  AB15 8PU

  UNITED KINGDOM

  Phone

  +441224625111

  Web

  https://www.aabwealth.uk

• Complaints Contact

  Kingshill View

  Kingswells Causeway

  Prime Four Business Park, Kingswells

  Aberdeen

  AB15 8PU

  UNITED KINGDOM

  Phone

  +441224625111

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Alexander Smith

  IRN IAS00013

  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 27 Mar 2020)
  • SMF16 Compliance Oversight (9 Dec 2019 to 27 Mar 2020)
  • CF10 Compliance Oversight (23 Mar 2018 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (23 Mar 2018 to 8 Dec 2019)
• Ian David Campbell

  IRN IDC01051

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • Responsible for Insurance Distribution (since 23 Feb 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF1 Director (6 Jun 2019 to 8 Dec 2019)
  • CF30 Customer (21 Oct 2016 to 8 Dec 2019)
• Jamie Richard Stanford

  IRN JRS01328

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
  • [FCA CF] Client dealing (since 8 Sep 2025)
• Jennifer Louise Hampton

  IRN JLC01119

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
  • [FCA CF] Client dealing (since 8 Sep 2025)
• Jenny Madhoo

  IRN JXM04014

  • CF30 Customer (7 Aug 2018 to 10 Dec 2018)
• Jonathan Mark Gibson

  IRN JMG00017

  • CF30 Customer (1 Apr 2014 to 1 Dec 2015)
  • CF29 Significant management (1 Apr 2014 to 1 Dec 2015)
  • Responsible for Insurance Mediation (1 Apr 2014 to 1 Dec 2015)
  • CF10 Compliance Oversight (1 Apr 2014 to 1 Dec 2015)
  • CF1 Director (1 Apr 2014 to 1 Dec 2015)
  • CF11 Money Laundering Reporting (1 Apr 2014 to 1 Dec 2015)
• Keith Boyes

  IRN KXB02143

  • CF30 Customer (16 May 2018 to 28 Feb 2019)
• Kelly Shek

  IRN KXP01865

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 30 Jan 2023)
  • [FCA CF] Functions requiring qualifications (since 30 Jan 2023)
• Lianne Margaret Lodge

  IRN LXL00333

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 30 Jul 2025)
  • [FCA CF] Client dealing (since 30 Jul 2025)
• Lisa Michelle Tait

  IRN LXT00238

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 23 Mar 2023)
  • [FCA CF] Client dealing (since 23 Mar 2023)

No changes recorded yet.