Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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INTEGRITY FINANCIAL MANAGEMENT LIMITED
FRN 449517
- Responsible for Insurance Distribution (since 27 Aug 2025)
- SMF3 Executive Director (since 27 Aug 2025)
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Magus Private Wealth Limited
FRN 191022
- SMF3 Executive Director (since 8 Jul 2025)
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AAB Wealth Limited
FRN 608548
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Responsible for Insurance Distribution (since 23 Feb 2021)
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF1 Director (6 Jun 2019 to 8 Dec 2019)
- CF30 Customer (21 Oct 2016 to 8 Dec 2019)
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- CF30 Customer (1 Jul 2014 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 2 Oct 2009)
- CF22 Investment Adviser (Trainee) (30 Aug 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.