INTEGRITY FINANCIAL MANAGEMENT LIMITED

• Principal Place of Business

  Gresham House 5-7

  St. Pauls Street

  Leeds

  LS1 2JG

  UNITED KINGDOM

  Phone

  +441276488030

  Web

  https://www.aabwealth.uk

• Complaints Contact

  AAB Wealth

  Kingshill View

  Kingswells Causeway

  Prime Four Business Park

  Aberdeen

  AB15 8PU

  UNITED KINGDOM

  Phone

  +441224625111

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from: i) pension policies with a Guaranteed Annuity Rate (for the avoidance of doubt, this includes policies which are retirement annuity contracts with a minimum guaranteed income, where that income satisfies limb (b) of the Glossary definition of Guaranteed Annuity Rate); ii) defined contribution occupational schemes without safeguarded benefits.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Buy-to-Let Start Date

• Buy-to-Let End Date

• Buy-to-Let Status

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew Dines

  IRN AXD01673

  • SMF3 Executive Director (since 27 Aug 2025)
• Glenn Matthew Brophy

  IRN GMB00010

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 28 Aug 2025)
  • SMF16 Compliance Oversight (9 Dec 2019 to 28 Aug 2025)
  • Responsible for Insurance Distribution (1 Oct 2018 to 28 Aug 2025)
  • Responsibility for MCD Intermediation (7 Oct 2016 to 11 Sep 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (6 Jun 2006 to 31 Mar 2009)
  • CF1 Director (6 Jun 2006 to 8 Dec 2019)
  • CF10 Compliance Oversight (6 Jun 2006 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (6 Jun 2006 to 8 Dec 2019)
  • CF21 Investment Adviser (6 Jun 2006 to 31 Oct 2007)
  • Responsible for Insurance Mediation (6 Jun 2006 to 30 Sep 2018)
• Ian David Campbell

  IRN IDC01051

  • Responsible for Insurance Distribution (since 27 Aug 2025)
  • SMF3 Executive Director (since 27 Aug 2025)
• Kieran Paul Brophy

  IRN KPB01043

  • CF1 Director (6 Jun 2006 to 31 Dec 2007)
• Steven Bates

  IRN SPB00068

  • CF30 Customer (1 Nov 2007 to 14 Oct 2008)
  • CF24 Pension Transfer Specialist (5 Sep 2006 to 31 Oct 2007)
• Vikki Venerus

  IRN VXV13225

  • SMF16 Compliance Oversight (since 27 Aug 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Aug 2025)
  • SMF3 Executive Director (since 27 Aug 2025)

No changes recorded yet.