Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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AAB Wealth Limited
FRN 608548
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 8 Sep 2025)
- [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
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Magus Private Wealth Limited
FRN 191022
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Client dealing (since 29 Aug 2023)
- Appointed representative dealing with clients for which they require qualification (since 29 Aug 2023)
- [FCA CF] Functions requiring qualifications (since 29 Aug 2023)
- CF30 Customer (17 Aug 2023 to 17 Apr 2026)
- [FCA CF] Functions requiring qualifications (15 Nov 2022 to 15 Dec 2022)
- Appointed representative dealing with clients for which they require qualification (15 Nov 2022 to 15 Dec 2022)
- [FCA CF] Client dealing (15 Nov 2022 to 15 Dec 2022)
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Wilder Coe Financial Planning LLP
FRN 506776
- Employed By (since 29 Aug 2023)
- Employed By (15 Nov 2022 to 15 Dec 2022)
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- (8)Employed By (17 Aug 2023 to 17 Apr 2026)
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- CF30 Customer (3 Jan 2008 to 7 Oct 2008)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.