Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 29 Aug 2023)
    • Appointed representative dealing with clients for which they require qualification (since 29 Aug 2023)
    • [FCA CF] Functions requiring qualifications (since 29 Aug 2023)
    • CF30 Customer (17 Aug 2023 to 17 Apr 2026)
    • [FCA CF] Functions requiring qualifications (15 Nov 2022 to 15 Dec 2022)
    • Appointed representative dealing with clients for which they require qualification (15 Nov 2022 to 15 Dec 2022)
    • [FCA CF] Client dealing (15 Nov 2022 to 15 Dec 2022)
    • Employed By (since 29 Aug 2023)
    • Employed By (15 Nov 2022 to 15 Dec 2022)
  • Magus Professional Partners LLP (no longer approved here)

    FRN 500360

    • (8)Employed By (17 Aug 2023 to 17 Apr 2026)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF30 Customer (3 Jan 2008 to 7 Oct 2008)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.