Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AAB Wealth Limited (no longer approved here)

    FRN 608548

    • CF30 Customer (1 Apr 2014 to 1 Dec 2015)
    • CF10 Compliance Oversight (1 Apr 2014 to 1 Dec 2015)
    • Responsible for Insurance Mediation (1 Apr 2014 to 1 Dec 2015)
    • CF1 Director (1 Apr 2014 to 1 Dec 2015)
    • CF29 Significant management (1 Apr 2014 to 1 Dec 2015)
    • CF11 Money Laundering Reporting (1 Apr 2014 to 1 Dec 2015)
  • Verus Financial Planning Limited (no longer approved here)

    FRN 525771

    • CF1 Director (AR) (5 Jan 2011 to 31 Mar 2014)
    • CF1 Director (1 Oct 2010 to 31 Mar 2014)
    • Responsible for Insurance Mediation (1 Oct 2010 to 31 Mar 2014)
    • CF30 Customer (1 Oct 2010 to 31 Mar 2014)
    • CF11 Money Laundering Reporting (1 Oct 2010 to 31 Mar 2014)
    • CF10 Compliance Oversight (1 Oct 2010 to 31 Mar 2014)
  • Anderson Anderson & Brown Wealth Limited (no longer approved here)

    FRN 537571

    • Employed By (30 Dec 2010 to 31 Mar 2014)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.