AAB Wealth Limited

• Principal Place of Business

  Kingshill View

  Kingswells Causeway

  Prime Four Business Park

  Kingswells

  Aberdeen

  Aberdeenshire

  AB15 8PU

  UNITED KINGDOM

  Phone

  +441224625111

  Web

  https://www.aabwealth.uk

• Complaints Contact

  Kingshill View

  Kingswells Causeway

  Prime Four Business Park, Kingswells

  Aberdeen

  AB15 8PU

  UNITED KINGDOM

  Phone

  +441224625111

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Martyn Allan Paterson

  IRN MAP00055

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (28 Jun 2018 to 8 Dec 2019)
• Matthew James Knight

  IRN MXK00776

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
• Michael Brown

  IRN MXB02716

  • CF29 Significant management (1 Apr 2014 to 19 May 2014)
  • CF2 Non Executive Director (1 Apr 2014 to 28 Jul 2017)
• Neil Folan

  IRN NXF00039

  • [FCA CF] Manager of certification employee (since 10 May 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (16 Jun 2020 to 26 Apr 2021)
  • SMF16 Compliance Oversight (16 Jun 2020 to 26 Apr 2021)
  • Responsible for Insurance Distribution (16 Jun 2020 to 23 Feb 2021)
• Patrick Michael David Christie

  IRN PXC00384

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 30 Jul 2025)
  • [FCA CF] Functions requiring qualifications (since 30 Jul 2025)
• Paul McLauchlan Lothian

  IRN PML00001

  • CF1 Director (1 Apr 2014 to 1 Dec 2014)
  • CF29 Significant management (1 Apr 2014 to 1 Dec 2014)
• Rhianne Stewart

  IRN RXS28008

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
• Richard James Petrie

  IRN RJP00090

  • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
  • CF30 Customer (20 Jul 2015 to 8 Dec 2019)
• Richard John William Johnston

  IRN RJJ01061

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 11. Pension transfer specialist
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 4 Mar 2020)
  • [FCA CF] Functions requiring qualifications (since 4 Mar 2020)
• Ryan Watt

  IRN RXW00234

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 4 Aug 2025)
  • [FCA CF] Client dealing (since 4 Aug 2025)

No changes recorded yet.