Paul McLauchlan Lothian

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Verus Financial Planning Limited

    FRN 525771

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 12 Jan 2026)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 12 Jan 2026)
    • SMF3 Executive Director (9 Dec 2019 to 12 Jan 2026)
    • SMF16 Compliance Oversight (9 Dec 2019 to 12 Jan 2026)
    • Responsible for Insurance Distribution (1 Oct 2018 to 5 Jan 2026)
    • Responsibility for MCD Intermediation (21 Mar 2016 to 12 Jan 2026)
    • CF10 Compliance Oversight (1 Apr 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Apr 2014 to 8 Dec 2019)
    • Responsible for Insurance Mediation (1 Apr 2014 to 30 Sep 2018)
    • CF1 Director (AR) (5 Jan 2011 to 31 Mar 2014)
    • CF1 Director (1 Oct 2010 to 8 Dec 2019)
    • CF30 Customer (1 Oct 2010 to 8 Dec 2019)
  • AAB Wealth Limited (no longer approved here)

    FRN 608548

    • CF29 Significant management (1 Apr 2014 to 1 Dec 2014)
    • CF1 Director (1 Apr 2014 to 1 Dec 2014)
  • Anderson Anderson & Brown Wealth Limited (no longer approved here)

    FRN 537571

    • Employed By (5 Jan 2011 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.