Richard James Petrie

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AAB Wealth Limited (no longer approved here)

    FRN 608548

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Dec 2019)
    • CF30 Customer (20 Jul 2015 to 8 Dec 2019)
  • EIS FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 401581

    • CF30 Customer (1 Nov 2007 to 1 Aug 2008)
    • CF21 Investment Adviser (16 Dec 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2004 to 16 Dec 2005)
  • EIS Financial Services Ltd (no longer approved here)

    FRN 200425

    • (3)Employed By (22 Jan 2004 to 24 Aug 2004)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (1 Dec 2001 to 29 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.