AAB Wealth Limited

• Principal Place of Business

  Kingshill View

  Kingswells Causeway

  Prime Four Business Park

  Kingswells

  Aberdeen

  Aberdeenshire

  AB15 8PU

  UNITED KINGDOM

  Phone

  +441224625111

  Web

  https://www.aabwealth.uk

• Complaints Contact

  Kingshill View

  Kingswells Causeway

  Prime Four Business Park, Kingswells

  Aberdeen

  AB15 8PU

  UNITED KINGDOM

  Phone

  +441224625111

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · This permission is limited to debt counselling with no debt management activity

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Louise Giles

  IRN SLR01073

  • SMF3 Executive Director (since 22 Oct 2025)
• Scott Allan Taylor

  IRN SXT00513

  • Director of firm who is not a certification employee or a SMF manager (1 Dec 2022 to 27 Nov 2023)
• Sharon Marie Taylor

  IRN SMT01118

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 8 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
• Sheena Anderson

  IRN SXA01961

  • CF2 Non Executive Director (1 Apr 2014 to 13 Apr 2016)
• Simon Anthony Reynolds

  IRN SXR01347

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 8 Sep 2025)
  • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
• Simon Timothy Glazier

  IRN STG01035

  • Responsible for Insurance Mediation (13 Jan 2016 to 23 Mar 2018)
  • CF1 Director (8 Dec 2015 to 23 Mar 2018)
  • CF10 Compliance Oversight (8 Dec 2015 to 23 Mar 2018)
  • CF11 Money Laundering Reporting (8 Dec 2015 to 23 Mar 2018)
  • CF30 Customer (1 Apr 2014 to 23 Mar 2018)
• Stuart Ritchie

  IRN SXR02064

  • CF30 Customer (1 Oct 2014 to 30 Sep 2015)
• Thomas Alexander La Dell

  IRN TAL01042

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Functions requiring qualifications (since 3 Oct 2022)
  • [FCA CF] Client dealing (since 3 Oct 2022)
• Troy Peter Bruce

  IRN TXB00236

  • [FCA CF] Functions requiring qualifications (3 May 2022 to 18 Oct 2022)
  • [FCA CF] Client dealing (3 May 2022 to 18 Oct 2022)
• Vikki Venerus

  IRN VXV13225

  • SMF16 Compliance Oversight (since 26 Apr 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Apr 2021)
  • SMF3 Executive Director (since 9 Dec 2019)
  • CF1 Director (17 Jun 2019 to 8 Dec 2019)

No changes recorded yet.