Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Sep 2025)
    • [FCA CF] Functions requiring qualifications (since 8 Sep 2025)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • CF30 Customer (23 Jul 2020 to 17 Apr 2026)
    • Employed By (since 23 Jul 2020)
  • Magus Professional Partners LLP (no longer approved here)

    FRN 500360

    • (12)Employed By (23 Jul 2020 to 17 Apr 2026)
  • ARBUTHNOT LATHAM & CO., LIMITED (no longer approved here)

    FRN 143336

    • CF30 Customer (30 Apr 2014 to 6 Mar 2016)
  • Craven Street Financial Planning Limited (no longer approved here)

    FRN 135202

    • CF1 Director (1 Aug 2010 to 4 Oct 2012)
    • CF30 Customer (1 Aug 2010 to 4 Oct 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.