3i Investments Plc

• Principal Place of Business

  3i Investments plc

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753131

  Web

  https://www.3i.com

• Complaints Contact

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753094

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Bastiaan Peer

  IRN BXP00295

  • [FCA CF] Manager of certification employee (since 10 Oct 2024)
• Benjamin Robert Loomes

  IRN BRL01021

  • CF1 Director (12 Sep 2012 to 31 Jan 2017)
  • CF30 Customer (18 Jul 2012 to 31 Jan 2017)
• Bernardo De Sa Braamcamp Sobral Sottomayor

  IRN BXS01340

  • [FCA CF] Material risk taker (since 22 Jul 2022)
  • SMF3 Executive Director (since 20 Jul 2022)
  • [FCA CF] Client dealing (since 28 May 2020)
  • [FCA CF] Manager of certification employee (28 May 2020 to 22 Jul 2022)
  • CF30 Customer (20 Oct 2015 to 8 Dec 2019)
• Blair Ross McCallum

  IRN BRM01052

  • CF30 Customer (28 Mar 2008 to 31 Jul 2009)
• Brian Keith Livingston

  IRN BKL01016

  • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)
• Brian Paul Larcombe

  IRN BPL01012

  • CF8 Apportionment and Oversight (1 Dec 2001 to 7 Jul 2004)
  • CF3 Chief Executive (1 Dec 2001 to 7 Jul 2004)
  • CF27 Investment Management (1 Dec 2001 to 7 Jul 2004)
  • CF1 Director (1 Dec 2001 to 7 Jul 2004)
• Bruce Alan Keith

  IRN BAK01016

  • CF30 Customer (1 Nov 2007 to 31 Dec 2008)
  • CF27 Investment Management (15 Aug 2002 to 31 Oct 2007)
• Bruce Carnegie-Brown

  IRN BNC01007

  • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
  • CF1 Director (28 Feb 2007 to 27 Mar 2009)
  • CF27 Investment Management (28 Feb 2007 to 31 Oct 2007)
  • CF21 Investment Adviser (28 Feb 2007 to 31 Oct 2007)
• Bruno Marc Deschamps

  IRN BMD01026

  • CF1 Director (12 Nov 2008 to 2 Jun 2010)
  • CF30 Customer (12 Nov 2008 to 7 Jun 2010)
• Caroline Janet Banszky

  IRN CJB01224

  • CF2 Non Executive Director (8 Sep 2014 to 8 Dec 2019)
  • CF30 Customer (8 Sep 2014 to 31 Mar 2015)

No changes recorded yet.