Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Rothesay Life Plc
FRN 466067
- SMF9 Chair of the Governing Body (since 1 Jul 2025)
- SMF12 Chair of the Remuneration Committee (since 1 Jul 2025)
- Director of firm who is not a certification employee or a SMF manager (1 May 2025 to 30 Jun 2025)
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Cuvva Limited
FRN 690273
- SMF9 Chair of the Governing Body (since 9 Dec 2019)
- CF2 Non Executive Director (22 Nov 2019 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (16 Sep 2019 to 30 Sep 2021)
- CF2 Non Executive Director (1 Oct 2012 to 6 Mar 2016)
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- SMF9 Chair of the Governing Body (10 Dec 2018 to 30 Apr 2025)
- SMF13 Chair of the Nominations Committee (10 Dec 2018 to 30 Apr 2025)
- SIMF9 Chairman (25 May 2017 to 9 Dec 2018)
- CF2a Chair of the Nominations Committee (25 May 2017 to 9 Dec 2018)
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- CF2 Non Executive Director (15 Aug 2014 to 9 May 2019)
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- CF2 Non Executive Director (29 Oct 2012 to 4 Nov 2015)
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- CF1 Director (AR) (14 Nov 2011 to 24 Sep 2012)
- CF30 Customer (28 Sep 2011 to 14 Dec 2012)
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- Employed By (28 Sep 2011 to 11 Sep 2012)
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- CF30 Customer (1 Nov 2007 to 27 Mar 2009)
- CF21 Investment Adviser (28 Feb 2007 to 31 Oct 2007)
- CF27 Investment Management (28 Feb 2007 to 31 Oct 2007)
- CF1 Director (28 Feb 2007 to 27 Mar 2009)
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- CF2 Non Executive Director (23 Oct 2006 to 20 Nov 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.