Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF1 Director (14 Jan 2005 to 6 Jun 2006)
- CF3 Chief Executive (14 Jan 2005 to 6 Jun 2006)
- CF8 Apportionment and Oversight (14 Jan 2005 to 6 Jun 2006)
- Responsible for Insurance Mediation (14 Jan 2005 to 6 Jun 2006)
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- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 23 May 2003)
- CF21 Investment Adviser (1 Dec 2001 to 23 May 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 23 May 2003)
- CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 23 May 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.