3i Investments Plc

• Principal Place of Business

  3i Investments plc

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753131

  Web

  https://www.3i.com

• Complaints Contact

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753094

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Catherine Elizabeth Tooher

  IRN CET01026

  • CF27 Investment Management (1 Dec 2001 to 31 Jul 2003)
• Catherine Sarita Burnhams

  IRN CSB01087

  • CF30 Customer (1 Nov 2007 to 17 Dec 2010)
  • CF27 Investment Management (8 Aug 2006 to 31 Oct 2007)
• Catriona Ann Hamilton

  IRN CAH01106

  • CF27 Investment Management (1 Dec 2001 to 3 May 2005)
• Celine Marie Maronne

  IRN CMM01187

  • [FCA CF] Client dealing (since 23 Sep 2024)
  • CF30 Customer (31 May 2017 to 9 Sep 2019)
• Charles Robert Richardson

  IRN CRR01019

  • CF27 Investment Management (1 Dec 2001 to 31 Mar 2005)
• Charles Samuel Kickham

  IRN CSK01032

  • [FCA CF] Client dealing (since 1 Jul 2023)
• Chris Rowland

  IRN CXR00211

  • [FCA CF] Client dealing (since 25 Mar 2021)
• Christina Margaret McComb

  IRN CMM01085

  • CF27 Investment Management (1 Dec 2001 to 30 Sep 2003)
• Christopher James Young

  IRN CJY01016

  • CF30 Customer (13 Dec 2011 to 3 Dec 2013)
• Christopher John Williams

  IRN CJW01154

  • CF30 Customer (1 Nov 2007 to 10 Nov 2011)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.