3i Investments Plc

Date authorised
1 April 2013
Companies House
03975789
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3i Investments plc
    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753131
    Web
    https://www.3i.com

  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753094

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Christopher Michael Graham

    IRN CMG01058

    • CF27 Investment Management (1 Dec 2001 to 10 Jan 2004)
  • Christopher Paul Reid

    IRN CPR01061

    • CF30 Customer (13 Apr 2011 to 30 Nov 2011)
  • Christopher Paul Rowlands

    IRN CPR01031

    • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
    • CF27 Investment Management (16 Sep 2002 to 31 Oct 2007)
    • CF1 Director (28 Aug 2002 to 31 Mar 2009)
  • Claire Louise Akers

    IRN CLA01017

    • CF30 Customer (1 Nov 2007 to 21 May 2009)
    • CF27 Investment Management (22 Jun 2004 to 31 Oct 2007)
    • CF26 Customer Trading (14 Jan 2004 to 22 Jun 2004)
  • Claudio Ossanna

    IRN CXO00253

    • [FCA CF] Client dealing (since 1 Jul 2025)
  • Clive James Austin

    IRN CJA01067

    • CF27 Investment Management (1 Dec 2001 to 18 Feb 2002)
  • Colin Wallace Burnett

    IRN CWB01033

    • CF30 Customer (1 Nov 2007 to 29 May 2009)
    • CF27 Investment Management (12 Mar 2004 to 31 Oct 2007)
  • Cressida Mary Hogg

    IRN CMH01073

    • CF1 Director (29 Oct 2010 to 31 Mar 2014)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
    • CF21 Investment Adviser (3 Oct 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Crevan Thomas O'Grady

    IRN CTO01007

    • CF30 Customer (1 Nov 2007 to 1 Sep 2010)
    • CF27 Investment Management (27 Aug 2003 to 31 Oct 2007)
  • Daniel August Werner Graf von der Schulenburg

    IRN DAG01168

    • CF30 Customer (25 Jul 2016 to 3 Oct 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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