Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Scottish Equitable Plc
FRN 165548
- SMF9 Chair of the Governing Body (since 22 Jan 2024)
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Cofunds Limited
FRN 194734
- SMF9 Chair of the Governing Body (since 22 Jan 2024)
- SMF13 Chair of the Nominations Committee (since 22 Jan 2024)
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Aegon Investments Limited
FRN 788212
- SMF9 Chair of the Governing Body (since 22 Jan 2024)
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 31 Oct 2025)
- CF2 Non Executive Director (28 Jun 2017 to 8 Dec 2019)
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- SMF9 Chair of the Governing Body (10 Dec 2018 to 21 Jun 2022)
- SIMF9 Chairman (7 Mar 2016 to 9 Dec 2018)
- CF2 Non Executive Director (20 Mar 2015 to 6 Mar 2016)
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- CF2 Non Executive Director (28 Feb 2014 to 31 May 2014)
- CF10 Compliance Oversight (31 May 2013 to 14 Feb 2014)
- CF1 Director (31 May 2013 to 14 Feb 2014)
- CF11 Money Laundering Reporting (31 May 2013 to 14 Feb 2014)
- CF30 Customer (31 May 2013 to 14 Feb 2014)
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- (251)CF2 Non Executive Director (19 Apr 2005 to 2 Apr 2015)
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- CF27 Investment Management (1 Dec 2001 to 30 Sep 2003)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (251)CF2 Non Executive Director at Engage Mutual Funds Limited