C5 Capital Limited

Date authorised
31 May 2013
Companies House
07015428
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Vigo Street
    3rd Floor
    London
    Westminster
    W1S 3HF
    UNITED KINGDOM
    Phone
    +442034055300
    Web
    https://www.c5capital.com

  • Complaints Contact

    7 Vigo Street
    3rd Floor
    London
    Westminster
    W1S 3HF
    UNITED KINGDOM
    Phone
    +442034055300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andries Daniel Faber Pienaar

    IRN ADP01128

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF10 Compliance Oversight (24 Dec 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (24 Dec 2015 to 8 Dec 2019)
    • CF1 Director (21 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (18 Feb 2015 to 8 Dec 2019)
  • Barry Kenneth Knight

    IRN BKK01010

    • CF30 Customer (31 May 2013 to 31 May 2013)
  • Christina Margaret McComb

    IRN CMM01085

    • CF2 Non Executive Director (28 Feb 2014 to 31 May 2014)
    • CF1 Director (31 May 2013 to 14 Feb 2014)
    • CF10 Compliance Oversight (31 May 2013 to 14 Feb 2014)
    • CF11 Money Laundering Reporting (31 May 2013 to 14 Feb 2014)
    • CF30 Customer (31 May 2013 to 14 Feb 2014)
  • Christopher James Philip Hay

    IRN CJH01348

    • CF30 Customer (31 May 2013 to 30 Jun 2013)
  • Christopher Robert Cooke

    IRN CRC01042

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (8 May 2018 to 8 Dec 2019)
  • Daniel Marc Freeman

    IRN DMF01060

    • SMF3 Executive Director (9 Dec 2019 to 9 Jul 2020)
    • CF30 Customer (26 May 2016 to 8 Dec 2019)
    • CF1 Director (26 May 2016 to 8 Dec 2019)
  • Elbrun Kweilen Hatleskog

    IRN EKH01014

    • CF30 Customer (7 Mar 2016 to 30 Jun 2017)
  • Eugene Gerard Curley

    IRN CXE01250

    • CF2 Non Executive Director (31 May 2013 to 4 Sep 2015)
  • Grahame David Cook

    IRN GDC01036

    • CF2 Non Executive Director (31 May 2013 to 28 Jun 2013)
  • Henry Lee Guy

    IRN HLG00020

    • CF1 Director (31 May 2013 to 4 Feb 2014)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.