Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (24 Dec 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (24 Dec 2015 to 8 Dec 2019)
    • CF1 Director (21 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (18 Feb 2015 to 8 Dec 2019)
  • Arlington Group Asset Management Limited (no longer approved here)

    FRN 172337

    • CF1 Director (AR) (18 Mar 2015 to 9 Feb 2016)
  • C5 Accelerate Limited (no longer approved here)

    FRN 666751

    • Employed By (11 Mar 2015 to 9 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.