C5 Capital Limited

Date authorised
31 May 2013
Companies House
07015428
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    7 Vigo Street
    3rd Floor
    London
    Westminster
    W1S 3HF
    UNITED KINGDOM
    Phone
    +442034055300
    Web
    https://www.c5capital.com

  • Complaints Contact

    7 Vigo Street
    3rd Floor
    London
    Westminster
    W1S 3HF
    UNITED KINGDOM
    Phone
    +442034055300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Holly Elizabeth Nolan

    IRN HXN12055

    • CF30 Customer (28 Feb 2019 to 8 Dec 2019)
  • Iain Lobban

    IRN IXL00040

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Linda Zecher

    IRN LXZ00021

    • Director of firm who is not a certification employee or a SMF manager (28 Apr 2020 to 16 Dec 2025)
  • Marcos Battisti

    IRN MXB03939

    • CF1 Director (19 Sep 2017 to 12 Jul 2019)
    • CF30 Customer (29 Nov 2016 to 11 Oct 2019)
  • Marlene Amelie Metge

    IRN MAM01466

    • CF10a CASS Oversight function (17 May 2016 to 20 Jun 2017)
  • Melanie Jayne Herbert

    IRN MXH01391

    • CF30 Customer (8 Jun 2018 to 26 Feb 2019)
  • Michael Charles Garland

    IRN MCG01024

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
  • Mir Zulfekar Ali

    IRN MXA12425

    • CF30 Customer (15 Mar 2019 to 8 Dec 2019)
  • Nazo Moosa

    IRN NXM01445

    • CF10 Compliance Oversight (24 Mar 2014 to 18 Dec 2015)
    • CF11 Money Laundering Reporting (24 Mar 2014 to 18 Dec 2015)
    • CF30 Customer (14 Aug 2013 to 9 Feb 2016)
    • CF3 Chief Executive (14 Aug 2013 to 9 Feb 2016)
    • CF1 Director (14 Aug 2013 to 9 Feb 2016)
  • Nicholas John Kingsbury

    IRN NJK01034

    • CF30 Customer (31 May 2013 to 30 Sep 2013)
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Recent activity

Updates to this firm's record on the FCA register.

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