Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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3i Investments Plc
FRN 195262
- [FCA CF] Material risk taker (since 22 Jul 2022)
- SMF3 Executive Director (since 20 Jul 2022)
- [FCA CF] Client dealing (since 28 May 2020)
- [FCA CF] Manager of certification employee (28 May 2020 to 22 Jul 2022)
- CF30 Customer (20 Oct 2015 to 8 Dec 2019)
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- [FCA CF] Client dealing (22 Jul 2022 to 31 May 2024)
- SMF3 Executive Director (20 Jul 2022 to 31 May 2024)
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- CF30 Customer (1 Apr 2015 to 31 Aug 2015)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2013)
- CF21 Investment Adviser (15 Jun 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (30 Nov 2006 to 14 Jun 2007)
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- CF23 Corporate Finance Adviser (4 Jun 2004 to 23 Jun 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.