3i Investments Plc

Date authorised
1 April 2013
Companies House
03975789
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3i Investments plc
    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753131
    Web
    https://www.3i.com

  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753094

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Haywood

    IRN AXH02205

    • CF28 Systems and controls (24 Jun 2011 to 4 Sep 2015)
  • Andrew James Musson

    IRN AJM01344

    • CF27 Investment Management (1 Dec 2001 to 26 Jul 2002)
  • Andrew John Fraser

    IRN AJF01099

    • CF30 Customer (1 Nov 2007 to 30 Oct 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Andrew Jonathan Mark Taylor

    IRN AJT01121

    • CF30 Customer (1 Nov 2007 to 30 Sep 2008)
    • CF1 Director (6 Jul 2005 to 30 Sep 2008)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Andrew Neil Golding

    IRN ANG01020

    • CF30 Customer (1 Nov 2007 to 4 Nov 2011)
    • CF21 Investment Adviser (18 Oct 2007 to 31 Oct 2007)
    • CF27 Investment Management (18 Oct 2007 to 31 Oct 2007)
  • Andrew Peter Davison

    IRN APD01064

    • CF27 Investment Management (1 Dec 2001 to 12 Jun 2002)
  • Andrew Strudwick

    IRN AXS02776

    • CF30 Customer (21 Apr 2010 to 10 Nov 2011)
  • Andrew William Leach

    IRN AWL01023

    • CF27 Investment Management (1 Dec 2001 to 1 Dec 2001)
  • Andrew William Smith

    IRN AWS01053

    • CF27 Investment Management (1 Dec 2001 to 10 Dec 2004)
  • Angela Claire Lane

    IRN ACL01037

    • CF27 Investment Management (1 Dec 2001 to 30 Apr 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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