Andrew William Smith

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aetia Ltd (no longer approved here)

    FRN 523160

    • CF30 Customer (28 Feb 2011 to 21 Jan 2014)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF30 Customer (1 Jun 2009 to 18 Jun 2010)
  • SV Health Managers LLP (no longer approved here)

    FRN 409119

    • CF30 Customer (1 Nov 2007 to 3 Apr 2008)
    • CF21 Investment Adviser (15 Nov 2006 to 31 Oct 2007)
    • CF4 Partner (15 Nov 2006 to 3 Apr 2008)
    • CF27 Investment Management (13 Jun 2005 to 31 Oct 2007)
  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF21 Investment Adviser (4 Mar 2005 to 12 Aug 2005)
    • CF27 Investment Management (4 Mar 2005 to 12 Aug 2005)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF21 Investment Adviser (4 Mar 2005 to 12 Aug 2005)
    • CF27 Investment Management (4 Mar 2005 to 12 Aug 2005)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF27 Investment Management (1 Dec 2001 to 10 Dec 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.