Aetia Ltd

Date authorised
1 April 2013
Companies House
07057866
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Lime Kilns Barn
    Burton Leonard
    Harrogate
    North Yorkshire
    HG3 3TE
    UNITED KINGDOM
    Phone
    +4402030211418
    Web
    https://www.aetia.co.uk

  • Complaints Contact

    Lime Kilns Barn
    Burton Leonard
    Harrogate
    North Yorkshire
    HG3 3TE
    UNITED KINGDOM
    Phone
    +4402030211418

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew William Smith

    IRN AWS01053

    • CF30 Customer (28 Feb 2011 to 21 Jan 2014)
  • Nicola Joanne Dilger

    IRN NJD01058

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Jul 2010 to 8 Dec 2019)
    • CF1 Director (14 Jul 2010 to 8 Dec 2019)
    • CF3 Chief Executive (14 Jul 2010 to 8 Dec 2019)
    • CF30 Customer (14 Jul 2010 to 8 Dec 2019)
  • Varda Lotan

    IRN VXL01012

    • CF30 Customer (since 10 Nov 2023)
    • CF1 Director (AR) (since 10 Nov 2023)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.