Nicola Joanne Dilger

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Aetia Ltd

    FRN 523160

    • [FCA CF] Client dealing (since 30 Mar 2021)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF3 Chief Executive (14 Jul 2010 to 8 Dec 2019)
    • CF1 Director (14 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (14 Jul 2010 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (14 Jul 2010 to 8 Dec 2019)
    • CF30 Customer (14 Jul 2010 to 8 Dec 2019)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Europe Limited (no longer approved here)

    FRN 124579

    • CF21 Investment Adviser (1 Dec 2001 to 30 Dec 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF21 Investment Adviser (1 Dec 2001 to 20 Feb 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.