Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 25 Nov 2025)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 17 Nov 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 17 Nov 2025)
    • CF4 Partner (23 Sep 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (23 Sep 2015 to 8 Dec 2019)
    • CF30 Customer (23 Sep 2015 to 8 Dec 2019)
  • 3i Investments Plc (no longer approved here)

    FRN 195262

    • CF28 Systems and controls (24 Jun 2011 to 4 Sep 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.