3i Investments Plc

• Principal Place of Business

  3i Investments plc

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753131

  Web

  https://www.3i.com

• Complaints Contact

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753094

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Anil Kohli

  IRN AXK01196

  • [FCA CF] Manager of certification employee (since 28 May 2020)
  • [FCA CF] Client dealing (since 28 May 2020)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (16 Oct 2007 to 31 Oct 2007)
  • CF27 Investment Management (16 Oct 2007 to 31 Oct 2007)
• Anna Louise Dellis

  IRN ALD01073

  • [FCA CF] Client dealing (since 28 May 2020)
  • [FCA CF] Manager of certification employee (since 28 May 2020)
  • CF30 Customer (29 Jul 2008 to 8 Dec 2019)
• Anna Maria Mac Cafferty

  IRN AMM01120

  • CF27 Investment Management (1 Dec 2001 to 31 Jul 2003)
• Anthony Greaves

  IRN AXG00934

  • [FCA CF] Significant management (since 1 Sep 2024)
  • [FCA CF] Material risk taker (since 1 Sep 2024)
• Anthony Lissaman

  IRN TXL00174

  • SMF3 Executive Director (since 7 Aug 2024)
  • [FCA CF] Client dealing (since 19 Apr 2022)
  • [FCA CF] Material risk taker (since 19 Apr 2022)
• Anthony O'carroll

  IRN AXO01276

  • CF30 Customer (24 Jan 2012 to 26 Jun 2014)
• Anthony William Wallace Brierley

  IRN AWB01055

  • CF1 Director (1 Dec 2001 to 12 Jun 2007)
• Antony David Ross

  IRN ADR01046

  • CF27 Investment Management (1 Dec 2001 to 19 Mar 2003)
• Audrey Mary Wilson

  IRN AWW01054

  • CF10a CASS Oversight function (1 Oct 2011 to 17 Jul 2015)
  • CF29 Significant management (23 May 2008 to 3 Jan 2014)
• Balbinder Singh Johal

  IRN BSJ01018

  • CF27 Investment Management (1 Dec 2001 to 27 Oct 2006)

No changes recorded yet.