3i Investments Plc

Date authorised
1 April 2013
Companies House
03975789
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3i Investments plc
    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753131
    Web
    https://www.3i.com

  • Complaints Contact

    1 Knightsbridge
    London
    SW1X 7LX
    UNITED KINGDOM
    Phone
    +4402079753094

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Stephen Marcel Grenier

    IRN SMG01073

    • CF27 Investment Management (31 Jul 2002 to 31 Oct 2006)
  • Stephen Mark Saltaire

    IRN SMS01109

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Dec 2001)
  • Stephen Paul Halliwell

    IRN SPH01169

    • CF30 Customer (28 Apr 2011 to 31 Jan 2016)
    • CF28 Systems and controls (29 Apr 2009 to 1 Jun 2010)
  • Steven Raymond Nicholls

    IRN SRN01009

    • CF30 Customer (1 Nov 2007 to 1 Jun 2010)
    • CF27 Investment Management (27 Aug 2003 to 31 Oct 2007)
  • Steven Whitaker

    IRN SXW01309

    • CF30 Customer (1 Nov 2007 to 16 May 2008)
    • CF29 Significant management (1 Nov 2007 to 16 May 2008)
    • CF27 Investment Management (19 Jan 2006 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (14 Dec 2005 to 31 Oct 2007)
  • Stuart James Quin

    IRN SJQ01011

    • CF30 Customer (8 Mar 2011 to 31 Jul 2012)
  • Stuart John Miners

    IRN SJM01406

    • CF30 Customer (29 Jul 2010 to 2 Feb 2015)
  • Stuart Malcolm Chapman

    IRN SMC01154

    • CF27 Investment Management (2 Jun 2003 to 28 Jan 2005)
  • Stuart Russell McMinnies

    IRN SRM01096

    • CF30 Customer (1 Nov 2007 to 31 Mar 2014)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • Stuart William Robinson

    IRN SWR01035

    • CF30 Customer (1 Nov 2007 to 11 Mar 2009)
    • CF21 Investment Adviser (21 Jun 2007 to 31 Oct 2007)
    • CF27 Investment Management (13 Feb 2004 to 31 Oct 2007)
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Recent activity

Updates to this firm's record on the FCA register.

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