Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Duke Street V Limited
FRN 194782
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF3 Executive Director (9 Dec 2019 to 13 Mar 2026)
- CF1 Director (30 Jun 2016 to 8 Dec 2019)
- CF30 Customer (30 Jun 2016 to 8 Dec 2019)
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Duke Street LLP
FRN 521314
- [FCA CF] Client dealing (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (14 Sep 2016 to 8 Dec 2019)
- CF4 Partner (14 Sep 2016 to 8 Dec 2019)
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- CF30 Customer (1 Nov 2007 to 31 Mar 2014)
- CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.