3i Investments Plc

• Principal Place of Business

  3i Investments plc

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753131

  Web

  https://www.3i.com

• Complaints Contact

  1 Knightsbridge

  London

  SW1X 7LX

  UNITED KINGDOM

  Phone

  +4402079753094

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Thomas David Stephens

  IRN TDS01058

  • [FCA CF] Manager of certification employee (23 Oct 2020 to 31 Mar 2026)
  • [FCA CF] Client dealing (28 May 2020 to 31 Mar 2026)
  • CF30 Customer (20 Feb 2014 to 8 Dec 2019)
• Thomas Fodor

  IRN TXF01112

  • [FCA CF] Manager of certification employee (since 1 Jul 2025)
  • [FCA CF] Client dealing (since 28 May 2020)
  • CF30 Customer (15 Feb 2016 to 8 Dec 2019)
• Thomas Guy Maunder Salmon

  IRN TGS01037

  • CF30 Customer (26 Nov 2010 to 16 Jun 2017)
• Thomas Sweet-Escott

  IRN TXS01155

  • CF27 Investment Management (1 Dec 2001 to 10 Jan 2004)
• Timothy Guy St John Moore

  IRN TGM01013

  • CF27 Investment Management (1 Dec 2001 to 7 Feb 2003)
• Timothy Parker Harrison

  IRN TPH01024

  • CF30 Customer (1 Nov 2007 to 31 Mar 2009)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
• Timothy Peter Simpson

  IRN TPS01017

  • CF27 Investment Management (1 Dec 2001 to 30 Sep 2003)
• Timothy Short

  IRN TDS01030

  • [FCA CF] Manager of certification employee (since 1 Jul 2021)
  • [FCA CF] Client dealing (since 28 May 2020)
  • CF30 Customer (10 May 2017 to 8 Dec 2019)
• Valerie Claire Kendall

  IRN VCR01004

  • CF27 Investment Management (10 Mar 2004 to 31 May 2007)
• William Arthur Clark

  IRN WAC01024

  • CF30 Customer (1 Nov 2007 to 30 Apr 2008)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.